The following services are available through this portal
Licensing - Application and renewal of all licenses to carry out an activity regulated under the Capital Markets Act. These include stockbroker, dealer, investment adviser, fund manager, investment bank, derivatives dealer, central depository, authorized securities dealer and authorized depository licenses.
Approvals - Application for approval of public offers and listing of securities on any securities exchange in Kenya, takeovers and mergers and private transfer of securities
Reporting Obligations - Filing of all reporting obligations (returns) by licensed entities and issuers of securities
No Objection Requests - Application for no objections by licensed entities and issuers of securities including changes in shareholding, composition of the board among other material changes
Updating details - Keeping your details held with the Authority up to date, including addresses and contacts.
