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Overview – This is a link from the Capital Markets Authority Kenya giving an overview of the regulatory framework.

Acts - A link from the Capital Markets Authority Kenya including the Central Depository Act No 4 of 2000 amended 2013 and the Capital Markets Act - Amended 2016.

Regulations - This includes a list and links from Capital Markets Authority Kenya with capital markets regulations arising from the Capital Markets Act.

Guidelines - A link from Capital Markets Authority Kenya with a list of guidelines which includes the Code of Corporate Governance Practices for Issuers of Securities to the Public 2015 – Code, Guidelines on the Prevention of Money Laundering in the Capital Markets, Management Supervision Internal Control Guidelines May 2012, Rating Agency Guidelines - Final Copy, Rating Agency Guidelines - Final Copy and Guidelines on financial resource requirements for market intermediaries.

Circulars – A link from Capital Markets Authority Kenya with a list of circulars issued by the Authority.

EAC Council Directives - A link from Capital Markets Authority Kenya including Gazetted EAC Council Directives, EAC gazette Directives – 2017 and the EAC gazette Directives – 2017.

Policy Guidance Note - A link from Capital Markets Authority Kenya showing policy guidance note for exchange traded funds in Kenya, Policy Guidance Note on Asset Backed Securities, 2017 and Policy Guidance Note on Global Depositary Receipts and Notes-Approved July 2017.

Corporate Governance for Issuers - A link from Capital Markets Authority Kenya with a list of all the licensed institutions by CMA.

 

 

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